When you interact with us, certain personal and financial information is collected from you. We use this information to serve your financial needs and to fulfill legal and regulatory requirements. The information gathered for these purposes varies depending on the products or services that you request.
To Whom Your Information May Be Disclosed
For both current and former customers, we restrict access to your personal and financial information to those instances described below:
- Individuals: Your personal and financial information will be provided to employees, registered representatives and those who process information or transactions in connection with the products or services being provided to you.
- Where required by law or regulation. W e may be required by law or regulation to disclose your personal and/or financial information to a third party. For example, in response to a subpoena or to comply with industry rules and regulations.
- As authorized by you. Only upon your direction or with your permission we will share your information with a third party other than as described in this notice.
We will not share your nonpublic information with any person or company that does not agree to keep your information confidential.